Jul 23, 2025 PASS CSI CSC1 EXAM WITH UPDATED DUMPS [Q55-Q72]

NEW QUESTION 55
Diana was appointed a senior vice president of the ABC inc. She is also a member of the board of XYZ Company where ABC inc, is a % stockholder. What best describes Diana’s insider reporting obligations to the regulator?

Report her trading activity involving ABC Inc. stock and Issue a press re-case reporting tne holdings in XYZ Company.

Report her trading activity involving XYZ Company stock only.

Report her trading activity Involving both ABC inc. and XYZ Company stock.

Report her trading activity Involving ABC Inc. stock only.

NEW QUESTION 56
An investor sold short 1,500 MNO common shares at $12.75 pershare. What is the outcome if the investorcovers the short position at $10.15 per share?

A loss of $3,000

A loss of $2,382

A profit of $3,900

A profit of $2,382

NEW QUESTION 57
The principleof retraction in retractable preferredshares is identical to what other security?

Callable preferred shares.

Retractable common shares

Redeemable preferred shares.

Retractable bonds and debentures

NEW QUESTION 58
Why wouldacorporation choose to issue preferred shares rather than debt?

Existing assets have excess financing capacity to justify the issue of preferred shares.

The preferred dividend rate usually varies with the market interest rates

issuing preferred shares would reduce the amount of leverage.

The costs for issuing preferred shares are usually kwh than debt.

NEW QUESTION 59
What is unique to responsible investment?

It is unavailable with certain asset classes like segregated fundi

ESG factors are standardized across the investment no industry.

A combination of a values and valuation-based approach to investing

It bases investment decisions exclusively on environmental factors.

NEW QUESTION 60
According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?

18

6

3

36

NEW QUESTION 61
Whataction is anexchange likely to take when the publicdistribution of a given securityhas dwindled to anunacceptablylow level?

Delayed opening

Hall in trading.

Suspension in trading

Delisting

NEW QUESTION 62
Which bend is the most volatile, assuming the same coupon rate and creditquality?

Six-year bond with two years to maturity

Five-year bond with four years to maturity.

Ten-year bond with three years to maturity.

Seven-yearbond with one year to maturity.

NEW QUESTION 63
A private company is working with an advisory firm To apply for a listing on a public exchange.
The management is concerned with the additional costs for the company Incurred by the listing and ongoing annual fees. What should management consider with regard to the costs and benefits of public listing?

Management will benefit from the public disclosure of changes in the company.

Listing the company win attract new shareholders and increase the ability to raise capital.

Listing the company will require restrictions on stock options Issued for Internal use

The valuation of securities for estate tax purposes and estate tax punning will be easier

NEW QUESTION 64
Under which circumstance is an option considered to be in-the-money?

When a call option with the price of the underlying asset is lower than the strike price.

When a put option with the price of the underlying asset is higher than the strike price.

NEW QUESTION 65
What is the normal shape of a yield curve?

Downward slope

inverted

Upward slops

Humped

NEW QUESTION 66
Using the Moody’s long-term rating scale, which rating is best suited for an obligation that is not yetin default, out is considered speculative andsubject to very high credit risk?

C

B

Ba

Caa

NEW QUESTION 67
The Bank of Canada uses anoperating band to help manage the oversight rate. Howwide is the operating Band?

25 basis points

75 basis points

50 basis points

100 basis points.

NEW QUESTION 68
What is the action that the CentralBank takes to limitthe impact of increased foreign Interestrates on Interest rates in Canada?

Decrease interest rate to balance the risk of rising inflation.

Reduce Interest rales to reduce demand for borrowing.

increase short-term interest rates to maintain the value of currency.

Add a default premium to interest rates to protect lenders.

NEW QUESTION 69
On what basis are government securities awarded atthe auction average yield?

Schedule III banks

Open market

Non-competitive lender.

Dealer market system

NEW QUESTION 70
TDF Dealer’s liability desk purchases 5,000 shares of a stock with a market order at $15 bid, $15.20 ask. The desk later sells the shares with a market order at $15.25 bid, $15.40 ask. What is TDP Dealer’s gain on the trades?

$250.

$1,250

$1, 000.

$2,000.

NEW QUESTION 71
A politician promises to lower income taxes and increase government spending on social programs. but once selected her government’s high debt level prevents her from doing so. Which challenge has this politician faced?

Co-ordination of federal, Provincial, and municipal policies

Unsynchronized fiscal and monetary policies.

Timing lags

Political business cycle

NEW QUESTION 72
Which statutory right allowsa purchaser to caned their order if a prospectus has a misrepresentation?

Right of rescission.

Right of action for damages

Right of amended prospectus delivery

Right of withdrawal.

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Jul 23, 2025 PASS CSI CSC1 EXAM WITH UPDATED DUMPS [Q55-Q72]

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